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Raymond John Konick

Susquehanna Securities, LLC

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About Raymond John Konick

Raymond Konick is a financial professional with over 15 years of experience in the securities industry. Raymond currently holds a Series 7, Series 57TO, and SIE. Raymond is registered with Susquehanna Securities, LLC, a brokerage firm, and has been associated with the firm since December 24, 2014. Raymond has also been associated with Susquehanna Financial Group, Lllp, a brokerage firm, and SAL Equity Trading, GP, a brokerage firm. Raymond is registered in Pennsylvania.

Firm Information

Raymond Konick is currently registered with Susquehanna Securities, LLC. Susquehanna Securities, LLC is a Limited Liability Company formed on August 31, 2019 and is registered in Pennsylvania. The firm has 1 approved SEC registration and 1 approved state registration. Susquehanna Securities, LLC has a total of 52 regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

254

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raymond Konick’s Registration & Firm History

PA

12/24/2014 - Present

Susquehanna Securities, LLC (BALA CYNWYD PA)

PA

01/30/2007 - 02/16/2007

SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)

NJ

10/18/2006 - 01/25/2007

COMMERCE CAPITAL MARKETS, INC. (MOUNT LAUREL NJ)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Raymond John Konick.
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