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Raymond John Finocchio

Nylife Securities LLC

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About Raymond John Finocchio

Raymond John Finocchio is a registered representative with Nylife Securities LLC. Raymond has been active in the financial industry since March 22, 2024. Raymond holds the Series 63, Series 6TO, and SIE licenses. Raymond is currently registered in South Carolina.

Firm Information

Raymond Finocchio is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raymond Finocchio’s Registration & Firm History

SC

03/23/2024 - Present

Nylife Securities LLC (MYRTLE BEACH SC)

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Licenses & Designations

BC

Issued 08/08/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/22/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/25/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond John Finocchio.
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