Unclaimed
Raymond John Finocchio is a registered representative with Nylife Securities LLC. Raymond has been active in the financial industry since March 22, 2024. Raymond holds the Series 63, Series 6TO, and SIE licenses. Raymond is currently registered in South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
SC
03/23/2024 - Present
Nylife Securities LLC (MYRTLE BEACH SC)
BC
Issued 08/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/25/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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