Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond John Dondero is an active investment advisor representative registered with LPL Financial LLC. Raymond has been in the industry since November 28, 2001, and has experience working with clients at various firms, including MML Investors Services, LLC, MSI Financial Services, Inc., and New England Securities. Raymond holds the Series 6, Series 21, Series 25, and Series 63 licenses, and the SIE exam. Raymond is licensed in California, Maryland, New Jersey and New York and specializes in portfolio management for individuals, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
03/21/2023 - Present
LPL Financial LLC (RIDGEWOOD NJ)
NJ
03/25/2017 - 01/03/2023
MML INVESTORS SERVICES, LLC (Fairfield NJ)
NJ
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Fairfield NJ)
NJ
11/03/2004 - 01/02/2015
NEW ENGLAND SECURITIES (FAIRFIELD NJ)
NY
07/16/2001 - 09/03/2004
LABRANCHE & CO. LLC (NEW YORK NY)
BC
Issued 08/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/24/2004
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 02/20/2003
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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