Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Abbate is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Raymond has over 40 years of experience in the financial services industry. Raymond holds Series 3, 7, 63, 65 and SIE licenses and is registered with FINRA and the state of Texas. Raymond has previously held positions with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Lehman Brothers Inc., Bache Halsey Stuart Shields Incorporated, First Jersey Securities, Inc., and Mayflower Securities Co., Inc. Raymond is a trustee for the Denise Lugar Scholarship Fund.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/25/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RED BANK NJ)
NJ
06/01/2009 - 09/27/2012
MORGAN STANLEY SMITH BARNEY (SHREWSBURY NJ)
NJ
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SHREWSBURY NJ)
NY
05/05/1981 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/08/1978 - 06/01/1981
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
12/02/1974 - 09/01/1978
FIRST JERSEY SECURITIES, INC.
NA
09/20/1974 - 02/06/1975
MAYFLOWER SECURITIES CO., INC.
IA
Issued 06/04/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1985
Series 3 - National Commodity Futures Examination
BC
Issued 01/01/1978
PC - AMEX Put and Call Exam
BC
Issued 09/16/1974
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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