Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Jiachen Lou is a financial advisor with over 20 years of experience in the industry. Raymond Lou is currently registered with Btig, LLC. Raymond Lou has experience in various firms including JMP Securities LLC, Stone & Youngberg LLC, TD Waterhouse Investor Services, Inc., Kennedy, Cabot & Co., J.B. Oxford & Company, American Express Financial Advisors Inc., IDS Life Insurance Company, Pruco Securities Corporation, and Waddell & Reed, Inc.. Raymond Lou is licensed to provide financial advice in California, Colorado, Connecticut, Georgia, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, and Texas. Raymond Lou holds Series 6, 7, 8, 24, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/27/2009 - Present
Btig, LLC (Burlingame CA)
CA
07/28/2005 - 08/29/2008
JMP SECURITIES LLC (SAN FRANCISCO CA)
CA
02/02/2004 - 07/28/2005
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
NE
11/07/1997 - 04/04/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CA
11/21/1996 - 11/07/1997
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
CA
04/25/1996 - 07/12/1996
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
MN
07/10/1995 - 08/18/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/10/1995 - 08/18/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
08/07/1994 - 07/21/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
KS
07/06/1994 - 07/14/1994
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 11/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 12/09/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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