Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond McGuire has been a securities industry professional since February 17, 1998. Currently, Raymond is registered with Lazard Freres & Co. LLC as a General Securities Principal. Previously, Raymond was registered with ADVENT CAPITAL DISTRIBUTORS, LLC, CITIGROUP GLOBAL MARKETS INC., MORGAN STANLEY & CO., INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and WASSERSTEIN PERELLA & CO., INC.. Raymond McGuire holds licenses for Series 63, Series 24, SIE and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/06/2023 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
11/18/2022 - 03/13/2023
ADVENT CAPITAL DISTRIBUTORS, LLC (NEW YORK NY)
NY
08/15/2005 - 10/22/2020
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/17/2000 - 07/05/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
01/28/1997 - 07/20/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/10/1992 - 02/15/1994
WASSERSTEIN PERELLA & CO., INC. (NEW YORK NY)
BC
Issued 02/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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