Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Rodriguez is a financial professional with over 20 years of experience in the industry. Raymond is currently registered with Fidelity Brokerage Services LLC and has a Series 7, Series 63 and SIE license. Raymond is a registered representative in 11 states including Alabama, Florida, Georgia, Kentucky, Louisiana, Mississippi, New York, North Carolina, South Carolina, Tennessee and Washington. Raymond's previous experience includes positions with Transamerica Investors Securities Corporation, Transamerica Capital, Inc., CUNA Brokerage Services, Inc., ING Financial Partners, Inc., ING Financial Advisors, LLC, ING Investment Advisors, LLC, CitiStreet Equities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
09/10/2019 - Present
Fidelity Brokerage Services LLC (ATLANTA GA)
NY
07/01/2019 - 07/10/2019
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
CO
01/04/2017 - 07/01/2019
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NY
01/08/2016 - 01/04/2017
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
IA
03/27/2014 - 01/04/2016
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
GA
02/15/2012 - 03/18/2014
ING FINANCIAL PARTNERS, INC. (ATLANTA GA)
GA
09/04/2008 - 03/18/2014
ING FINANCIAL ADVISERS, LLC (ATLANTA GA)
NJ
09/01/2005 - 09/02/2008
ING INVESTMENT ADVISORS, LLC (SOMERSET NJ)
NJ
03/14/2003 - 09/01/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
NY
07/11/2001 - 02/03/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/24/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Raymond Rodriguez is the right advisor for you? Invested Better is here to help.
