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Raymond James North

Northwestern Mutual Investment Services, LLC

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About Raymond James North

Raymond James North has been in the financial services industry since 1988. He is currently registered with Northwestern Mutual Investment Services, LLC, which is headquartered in Milwaukee, Wisconsin. Raymond is licensed to provide securities and investment advice in several states, including Arizona, California, Colorado, Delaware, Georgia, Iowa, Kansas, Minnesota, Missouri, New Mexico, Ohio, Oklahoma, South Dakota, and Washington. Raymond specializes in financial planning and investment advice and has earned several designations, including the Chartered Financial Consultant (ChFC) designation. Raymond is also affiliated with The Todd Org of Kansas City as an Executive Benefit Consultant.

Firm Information

Raymond North is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Raymond North’s Registration & Firm History

KS

05/12/2006 - Present

Northwestern Mutual Investment Services, LLC (LEAWOOD KS)

WI

03/22/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 05/22/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/02/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/1999

Series 7 - General Securities Representative Examination

BC

Issued 11/14/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond James North.
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