Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond J Sauer is a financial advisor with over 30 years of experience in the industry. Raymond is registered with LPL Financial LLC in Little Falls and Sauk Rapids, Minnesota. Raymond has a Series 6, 63, and 65 license. Previously, Raymond was registered with OSAIC WEALTH, INC. in St. Cloud, Minnesota and SII INVESTMENTS, INC. in St. Cloud, Minnesota. Raymond offers financial planning, pension consulting, and portfolio management for individuals and businesses. Raymond is also a registered investment advisor (IA) in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
04/15/2024 - Present
LPL Financial LLC (LITTLE FALLS MN)
MN
05/15/2017 - 04/17/2024
OSAIC WEALTH, INC. (ST CLOUD MN)
MN
11/06/2002 - 05/16/2017
SII INVESTMENTS, INC. (ST CLOUD MN)
OH
03/02/1994 - 12/09/2002
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
IA
Issued 04/29/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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