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Raymond J Mendoza

Nylife Securities LLC

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About Raymond J Mendoza

Raymond J Mendoza is a financial professional who is registered in Arizona and Texas and has been in the industry since 2013. Raymond is currently employed by Nylife Securities LLC and has obtained the following licenses: Series 6, Series 26, Series 63 and SIE. Raymond is committed to providing clients with high-quality financial advice and guidance.

Firm Information

Raymond Mendoza is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raymond Mendoza’s Registration & Firm History

AZ

07/03/2013 - Present

Nylife Securities LLC (PHOENIX AZ)

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Licenses & Designations

BC

Issued 07/19/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/28/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond J Mendoza.
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