Unclaimed
Raymond J Mendoza is a financial professional who is registered in Arizona and Texas and has been in the industry since 2013. Raymond is currently employed by Nylife Securities LLC and has obtained the following licenses: Series 6, Series 26, Series 63 and SIE. Raymond is committed to providing clients with high-quality financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/03/2013 - Present
Nylife Securities LLC (PHOENIX AZ)
BC
Issued 07/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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