Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Ivory Tucker is a financial advisor with over 40 years of experience in the industry. Raymond is a registered representative and investment advisor representative, and is currently affiliated with Wells Fargo Clearing Services, LLC. He has a wide range of experience, including working at Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Raymond has passed the Series 3, 7, 8, 24, 52, 63 and 65 exams. He is licensed in Arizona, Arkansas, Colorado, Florida, Georgia, Indiana, Louisiana, Mississippi, Oklahoma, Tennessee, Texas and Virginia. Raymond provides portfolio management services to individuals, businesses, and institutions, in addition to financial planning and investment consulting services. He is committed to providing personalized financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/17/2016 - Present
Wells Fargo Clearing Services, LLC (FORT WORTH TX)
AR
01/23/2004 - 04/15/2009
CITIGROUP GLOBAL MARKETS INC. (LITTLE ROCK AR)
NY
08/28/1990 - 01/28/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/11/1987 - 09/12/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
08/25/1980 - 09/15/1987
SWINK & COMPANY, INC.
IA
Issued 08/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/31/1983
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1984
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
BC
Issued 08/16/1980
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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