Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Hok-sing Wu is a financial advisor at Moelis & Co. LLC in Boston, MA. Raymond has over 13 years of experience in the financial services industry. Raymond holds Series 7, 24, 63, 79, and SIE licenses and is registered in California, Massachusetts, and Tennessee. Prior to joining Moelis & Co. LLC, Raymond was a financial advisor at SVB Securities LLC, UBS Securities LLC, Stifel, Nicolaus & Company, Incorporated, and BMO Capital Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/28/2023 - Present
Moelis & Co. LLC (BOSTON MA)
CA
07/19/2021 - 05/01/2023
SVB SECURITIES LLC (SAN FRANCISCO CA)
CA
01/17/2019 - 07/27/2021
UBS SECURITIES LLC (SAN FRANCISCO CA)
CA
03/11/2016 - 01/30/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
CA
04/20/2011 - 01/08/2016
BMO CAPITAL MARKETS CORP. (SAN FRANCISCO CA)
MA
08/08/2005 - 07/21/2006
JEFFERIES & COMPANY, INC. (WALTHAM MA)
BC
Issued 04/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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