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Raymond Hao Wong

Transamerica Financial Advisors, Inc.

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About Raymond Hao Wong

Raymond Wong is an investment advisor representative with Transamerica Financial Advisors, Inc. Raymond Wong has been in the securities industry since February 12, 1995. Raymond Wong is registered to provide investment advice in Massachusetts and California. Prior to joining Transamerica Financial Advisors, Inc., Raymond Wong was with Royal Alliance Associates, Inc. Raymond Wong has a Series 6, Series 7, and Series 63.

Firm Information

Raymond Wong is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Raymond Wong’s Registration & Firm History

MA

11/09/2020 - Present

Transamerica Financial Advisors, Inc. (Norwood MA)

MA

11/01/2005 - 09/02/2020

ROYAL ALLIANCE ASSOCIATES, INC. (WAYLAND MA)

NY

09/07/2005 - 11/16/2005

PARK AVENUE SECURITIES LLC (NEW YORK NY)

MA

12/09/1994 - 09/02/2005

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/09/1994 - 09/02/2005

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/21/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/10/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2006

Series 7 - General Securities Representative Examination

BC

Issued 12/08/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond Hao Wong.
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