Unclaimed
Raymond Guillermo Arias is a financial advisor at Kovack Advisors, Inc. located in Fort Lauderdale, Florida. Raymond has been in the financial services industry since October 15, 2001. Raymond is registered with FINRA and the state of Florida. Raymond is also registered as an investment advisor representative in Florida. Raymond offers financial planning services, portfolio management services, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/23/2012 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
FL
07/26/2011 - 06/22/2012
BROOKSTONE SECURITIES, INC. (WESLEY CHAPEL FL)
FL
02/20/2009 - 07/29/2011
INVEST FINANCIAL CORPORATION (WESLEY CHAPEL FL)
FL
09/22/2003 - 02/27/2009
INTERSECURITIES, INC. (WESLEY CHAPEL FL)
IA
07/16/2003 - 10/02/2003
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
AZ
03/01/2002 - 07/15/2003
MTL EQUITY PRODUCTS, INC. (FOUNTAIN HILLS AZ)
IL
08/08/2001 - 12/31/2001
IAC SECURITIES, INC. (TINLEY PARK IL)
BOTH
Issued 02/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Raymond Arias is the right advisor for you? Invested Better is here to help.