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Raymond Gerard Schmalz

Lincoln Investment

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About Raymond Gerard Schmalz

Raymond Gerard Schmalz is an investment advisor representative at Lincoln Investment in Fort Washington, Pennsylvania. Raymond has been working in the financial industry since July 1998 and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Raymond has a variety of experience, including working with TIAA-CREF Individual & Institutional Services, LLC in New York, NY. Raymond specializes in providing investment advice and portfolio management for individuals, businesses, and other investment companies.

Firm Information

Raymond Schmalz is currently registered with Lincoln Investment. Lincoln Investment is a Limited Liability Company headquartered in FORT WASHINGTON, PA. Established in 2015, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisors. Lincoln Investment manages approximately $17.2 billion in assets across 203,427 accounts and has a team of 883 investment professionals. The firm primarily serves high-net-worth individuals, corporations, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans. Lincoln Investment is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Lincoln Investment

601 OFFICE CENTER DRIVE

FORT WASHINGTON, PA 19034-3232

$17.22B

Assets Under Management

679

Total Clients

1,156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Raymond Schmalz’s Registration & Firm History

PA

03/02/2017 - Present

Lincoln Investment (Fort Washington PA)

NY

04/13/2004 - 09/16/2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)

NY

01/03/2003 - 04/07/2004

TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)

NY

10/16/2000 - 12/19/2002

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

AZ

11/11/1997 - 08/10/2000

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 08/21/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/04/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/14/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/29/2001

Series 4 - Registered Options Principal Examination

BC

Issued 04/05/2000

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/29/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/10/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond Gerard Schmalz.
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