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Raymond Gerard McCarthy

Jackson National Life Distributors LLC

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About Raymond Gerard McCarthy

Raymond McCarthy is a financial advisor with Jackson National Life Distributors LLC. Raymond has been working in the financial industry since March 5, 1994. Raymond holds Series 6, 7, 24, 63, and 65 licenses and the SIE designation. Raymond is registered with FINRA. Raymond is registered in Florida as a broker-dealer. Raymond was previously registered with Equity Services, Inc, Sentinus-Halo Securities, LLC, Prudential Annuities Distributors, Inc, The Leaders Group, Inc., Nationwide Investment Services Corporation, Lincoln Financial Distributors, Inc., Delaware Distributors, L.P., Hornor, Townsend & Kent, Inc., and Copeland Equities, Inc.

Firm Information

Raymond McCarthy is currently registered with Jackson National Life Distributors LLC. Jackson National Life Distributors LLC is a Limited Liability Company formed in May 2006 and approved to operate in all 50 states and the District of Columbia. The firm has one SEC registration and 51 state registrations. The firm has disclosed two arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

564

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raymond McCarthy’s Registration & Firm History

TN

10/02/2023 - Present

Jackson National Life Distributors LLC (FRANKLIN TN)

VT

09/22/2022 - 09/08/2023

EQUITY SERVICES, INC. (MONTPELIER VT)

IL

07/14/2021 - 02/22/2022

SENTINUS-HALO SECURITIES, LLC (CHICAGO IL)

CT

03/22/2019 - 12/21/2020

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

CO

09/13/2018 - 02/22/2019

THE LEADERS GROUP, INC. (LITTLETON CO)

OH

01/28/2002 - 08/01/2018

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

PA

12/31/2000 - 01/04/2002

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

PA

04/10/1998 - 12/31/2000

DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)

PA

08/04/1995 - 04/29/1998

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

NJ

09/21/1992 - 08/02/1995

COPELAND EQUITIES, INC. (SOMERSET NJ)

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Licenses & Designations

IA

Issued 09/22/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/07/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/1996

Series 7 - General Securities Representative Examination

BC

Issued 09/17/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond Gerard McCarthy.
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