Unclaimed
Raymond McCarthy is a financial advisor with Jackson National Life Distributors LLC. Raymond has been working in the financial industry since March 5, 1994. Raymond holds Series 6, 7, 24, 63, and 65 licenses and the SIE designation. Raymond is registered with FINRA. Raymond is registered in Florida as a broker-dealer. Raymond was previously registered with Equity Services, Inc, Sentinus-Halo Securities, LLC, Prudential Annuities Distributors, Inc, The Leaders Group, Inc., Nationwide Investment Services Corporation, Lincoln Financial Distributors, Inc., Delaware Distributors, L.P., Hornor, Townsend & Kent, Inc., and Copeland Equities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
10/02/2023 - Present
Jackson National Life Distributors LLC (FRANKLIN TN)
VT
09/22/2022 - 09/08/2023
EQUITY SERVICES, INC. (MONTPELIER VT)
IL
07/14/2021 - 02/22/2022
SENTINUS-HALO SECURITIES, LLC (CHICAGO IL)
CT
03/22/2019 - 12/21/2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CO
09/13/2018 - 02/22/2019
THE LEADERS GROUP, INC. (LITTLETON CO)
OH
01/28/2002 - 08/01/2018
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
PA
12/31/2000 - 01/04/2002
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
04/10/1998 - 12/31/2000
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
PA
08/04/1995 - 04/29/1998
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NJ
09/21/1992 - 08/02/1995
COPELAND EQUITIES, INC. (SOMERSET NJ)
IA
Issued 09/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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