Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond McLean is a financial advisor with over 30 years of experience in the securities industry. Raymond has been associated with J.P. Morgan Securities LLC since June 2013. Raymond has been actively registered in 53 states and the District of Columbia as a broker and in 7 states as an investment advisor. Raymond holds the Series 7, 9, 10, 14, 24, 55, 57TO, and 63 licenses as well as the SIE and the Series 65 licenses. Raymond has been associated with a number of other firms throughout Raymond's career, including Deutsche Bank Securities Inc., BT Brokerage Corporation, BT Securities Corporation, Goldman, Sachs & Co., and Kidder, Peabody & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/25/2013 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
06/12/2001 - 06/18/2013
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/23/1996 - 04/17/2001
BT BROKERAGE CORPORATION (NEW YORK NY)
MD
03/15/1993 - 05/01/1996
BT SECURITIES CORPORATION (BALTIMORE MD)
NY
05/18/1990 - 01/26/1993
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
05/24/1989 - 04/16/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 06/25/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/05/1998
Series 24 - General Securities Principal Examination
BC
Issued 09/25/1996
Series 14 - Compliance Officer Examination
BC
Issued 08/27/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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