Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Loeffler is a financial advisor with LPL Financial LLC. Raymond has been in the financial services industry since August 2012. Raymond is registered with the Securities and Exchange Commission (SEC) and is licensed in 15 states. Raymond has been registered with LPL Financial LLC since May 2022. Before joining LPL Financial LLC, Raymond was registered with CUNA BROKERAGE SERVICES, INC., WACHOVIA SECURITIES, LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Raymond holds the Series 7, Series 66, and SIE licenses. Raymond is a Registered Representative, Registered Investment Advisor Representative, Investment Advisor Representative, and Investment Advisor. Raymond specializes in retirement planning, college savings, and estate planning. Raymond has experience working with individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
05/26/2022 - Present
LPL Financial LLC (TAMPA FL)
FL
05/23/2016 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (TAMPA FL)
FL
11/28/2005 - 08/18/2008
WACHOVIA SECURITIES, LLC (PALM HARBOR FL)
NY
05/05/2004 - 06/02/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/14/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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