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Raymond Finley Smith

Nationwide Investment Services Corp.

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About Raymond Finley Smith

Raymond Finley Smith is a financial advisor with over 20 years of experience in the industry. Raymond has held various roles at different firms throughout their career, including Nationwide Investment Services Corp. and Nationwide Securities, LLC. Raymond is currently registered with Nationwide Investment Services Corp. Raymond is a licensed securities representative with a Series 7, Series 6, Series 24, and Series 63 license. Raymond is also licensed to sell variable contracts. Raymond's experience and expertise make them a valuable resource for clients seeking financial guidance.

Firm Information

Raymond Smith is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raymond Smith’s Registration & Firm History

OH

12/23/2008 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

OH

09/16/2009 - 12/31/2010

NATIONWIDE SECURITIES, LLC (COLUMBUS OH)

OH

10/29/2002 - 12/17/2008

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

OH

08/03/1993 - 03/13/1998

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

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Licenses & Designations

BC

Issued 02/16/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/29/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2002

Series 7 - General Securities Representative Examination

BC

Issued 08/02/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond Finley Smith.
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