Unclaimed
Raymond Finley Smith is a financial advisor with over 20 years of experience in the industry. Raymond has held various roles at different firms throughout their career, including Nationwide Investment Services Corp. and Nationwide Securities, LLC. Raymond is currently registered with Nationwide Investment Services Corp. Raymond is a licensed securities representative with a Series 7, Series 6, Series 24, and Series 63 license. Raymond is also licensed to sell variable contracts. Raymond's experience and expertise make them a valuable resource for clients seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
12/23/2008 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
OH
09/16/2009 - 12/31/2010
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
OH
10/29/2002 - 12/17/2008
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
08/03/1993 - 03/13/1998
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
BC
Issued 02/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Raymond Smith is the right advisor for you? Invested Better is here to help.