Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Eugene Nichols is a financial advisor with over 23 years of experience in the industry. Raymond has been associated with Fidelity Brokerage Services LLC since January 2007 and has served in various roles at different financial institutions including IFMG Securities, Inc., BancNorth Investment Group, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Raymond has a broad range of experience and holds a Series 6, 7, 9, 10, 24, 63, and 65 license. Raymond is also an adjunct professor for CFP courses at Suffolk University and is registered to provide investment advisory services in California, Connecticut, Florida, Maine, Massachusetts, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, and Vermont. Raymond's focus is on providing financial planning, educational seminars, and selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
BIDDEFORD, ME
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ME
10/13/2023 - Present
Fidelity Personal AND Workplace Advisors (BIDDEFORD ME)
MA
02/14/2006 - 01/03/2007
IFMG SECURITIES, INC. (MALDEN MA)
MN
06/07/2005 - 02/09/2006
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
NY
11/16/2000 - 06/06/2005
IFMG SECURITIES, INC. (PURCHASE NY)
MA
01/06/2000 - 11/21/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/06/2000 - 11/21/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 8/29/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/5/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/18/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/12/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/11/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 1/5/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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