Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Nichols is a financial advisor with over 20 years of experience in the industry. He currently is registered with Fidelity Personal and Workplace Advisors and holds several licenses and certifications, including Series 6, 7, 9, 10, 24, 63, and 65. Previously, Raymond was a registered representative at IFMG Securities, Inc., BancNorth Investment Group, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Raymond is a graduate of Suffolk University and is an adjunct professor in their CFP program. His experience provides him with the knowledge and skills to help individuals and families reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ME
10/13/2023 - Present
Fidelity Personal AND Workplace Advisors (BIDDEFORD ME)
MA
02/14/2006 - 01/03/2007
IFMG SECURITIES, INC. (MALDEN MA)
MN
06/07/2005 - 02/09/2006
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
NY
11/16/2000 - 06/06/2005
IFMG SECURITIES, INC. (PURCHASE NY)
MA
01/06/2000 - 11/21/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/06/2000 - 11/21/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 08/29/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/12/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/11/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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