Unclaimed
Raymond Ernest Lacourse is a financial advisor with over 30 years of experience in the financial services industry. Raymond is registered as a broker-dealer and an investment advisor representative with Cetera Investment Advisers LLC. Raymond has a wide range of experience in the financial services industry, including experience with LPL Financial LLC, FIS Securities, Inc., 440 Financial Distributors, Inc., Allmerica Investments, Inc., NYLIFE Securities Inc., Prudential-Bache Securities Inc., Bateman Eichler, Hill Richards, Incorporated and Wedbush, Noble, Cooke, Inc. Raymond is a Certified Financial Planner™ professional and has passed multiple FINRA and state examinations, including the Series 6, 7, 24, 63, and 65. Raymond is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Raymond specializes in providing financial planning and investment advice to individuals, families, businesses, and charitable organizations. Raymond is located at 184 Northampton St STE 201, Easthampton, MA 01027.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
03/21/2024 - Present
Cetera Investment Advisers LLC (EASTHAMPTON MA)
MA
03/15/1999 - 07/17/2019
LPL FINANCIAL LLC (EASTHAMPTON MA)
MA
01/02/1996 - 03/11/1999
FIS SECURITIES, INC. (BOSTON MA)
ME
02/28/1994 - 12/31/1995
440 FINANCIAL DISTRIBUTORS, INC. (PORTLAND ME)
MA
02/02/1993 - 03/04/1994
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
NY
04/07/1992 - 02/05/1993
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
09/17/1985 - 12/10/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
04/14/1986 - 12/18/1986
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
01/03/1980 - 09/09/1985
WEDBUSH, NOBLE, COOKE, INC
IA
Issued 7/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/21/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/8/1997
Series 7 - General Securities Representative Examination
BC
Issued 4/6/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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