Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Edward Murphy is a financial advisor with Wells Fargo Clearing Services, LLC. Raymond is a registered representative and investment advisor representative, and has been in the financial services industry since 1995. Raymond has experience providing investment advice to individuals and institutions, and offers a range of financial planning services, including portfolio management, investment consulting, and pension consulting. Raymond has previously worked at UBS Financial Services Inc. and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VT
02/13/2009 - Present
Wells Fargo Clearing Services, LLC (BURLINGTON VT)
VT
02/15/2002 - 03/04/2009
UBS FINANCIAL SERVICES INC. (SOUTH BURLINGTON VT)
NY
02/17/1995 - 02/25/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/01/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/28/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2001
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 02/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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