Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Edward Moore is a financial advisor with over 40 years of experience in the industry. Raymond is currently registered with LPL Financial LLC and has previously held positions at Lincoln Financial Securities Corporation, Investors Security Company, Inc., Jefferson-Pilot Equity Sales, Inc. and Travelers Equities Sales, Inc. Raymond holds several licenses and registrations including Series 63, Series 65, Series 1, Series 7TO, Series 24, and SIE. Raymond's expertise includes providing financial planning, portfolio management for businesses and individuals, and consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
08/01/2018 - Present
LPL Financial LLC (RICHMOND VA)
VA
01/25/1985 - 08/03/2018
LINCOLN FINANCIAL SECURITIES CORPORATION (RICHMOND VA)
NA
03/02/1983 - 02/04/1985
INVESTORS SECURITY COMPANY, INC.
NA
06/01/1973 - 03/09/1983
JEFFERSON-PILOT EQUITY SALES, INC.
NA
07/22/1971 - 01/20/1973
TRAVELERS EQUITIES SALES, INC.
IA
Issued 10/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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