Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond McCarty is a registered representative with Wells Fargo Clearing Services, LLC. Raymond has been in the industry for over 20 years. Raymond is currently registered in Pennsylvania and New Jersey. Raymond holds Series 6, 7, 63 and 66 licenses. In addition, Raymond holds the SIE license. Raymond's previous experience includes time with FIRST UNION BROKERAGE SERVICES, INC.. Raymond has also held positions with WACHOVIA BANK, N.A. and WELLS FARGO ADVISORS LLC. Raymond currently specializes in investment consulting, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. Raymond is a registered representative with Wells Fargo Clearing Services, LLC. Raymond has also been a 25% owner of LOWBALL, LLC since 2008 and has been on the board of COLUMBIA HERITAGE RIVER COTTAGE ASSOCIATION since 2023. Raymond is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/06/2021 - Present
Wells Fargo Clearing Services, LLC (LANCASTER PA)
NC
07/18/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 02/05/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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