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Raymond Edward Barrett

Pruco Securities, LLC

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About Raymond Edward Barrett

Raymond Edward Barrett is a financial professional with over 20 years of experience in the industry. Currently, Raymond is registered with Pruco Securities, LLC, and holds a Series 7 and Series 63 license as well as the SIE. Raymond has also held previous positions at B. Riley Wealth Management, National Securities Corporation, First Montauk Securities Corp., Oppenheimer & Co. Inc., Fahnestock & Co. Inc., Josephthal & Co., Inc., HD Brous & Co., Inc., Centex Securities Corporation, Royce Investment Group, Inc., and IAR Securities Corp. Raymond is a dedicated and experienced advisor who is committed to helping his clients achieve their financial goals.

Firm Information

Raymond Barrett is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Raymond Barrett’s Registration & Firm History

NY

01/06/2023 - Present

Pruco Securities, LLC (New York NY)

NY

07/22/2022 - 01/04/2023

B. RILEY WEALTH MANAGEMENT (Westbury NY)

NY

01/24/2007 - 07/22/2022

NATIONAL SECURITIES CORPORATION (WESTBURY NY)

NY

01/09/2006 - 02/05/2007

FIRST MONTAUK SECURITIES CORP. (PORT WASHINGTON NY)

NY

01/03/2003 - 12/31/2005

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

01/02/2002 - 12/31/2002

FAHNESTOCK & CO. INC. (NEW YORK NY)

NY

11/11/1999 - 01/02/2002

JOSEPHTHAL & CO., INC. (NEW YORK NY)

NY

03/10/1999 - 11/09/1999

HD BROUS & CO., INC. (GREAT NECK NY)

CA

11/05/1998 - 02/09/1999

CENTEX SECURITIES CORPORATION (LA JOLLA CA)

NY

06/12/1998 - 09/09/1998

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

NY

02/09/1998 - 04/30/1998

IAR SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/21/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond Edward Barrett.
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