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Raymond Earl Sproull

Harbour Investments, Inc.

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About Raymond Earl Sproull

Raymond Sproull is an investment advisor representative associated with Harbour Investments, Inc., located in MENOMONEE FALLS, Wisconsin. Raymond has been in the industry since 2024. Raymond is registered to offer investment advisory services in Wisconsin. He is also registered to offer securities in Wisconsin. Raymond holds the Series 63, Series 65, Series 7TO and Series 6TO licenses and the SIE exam. Raymond has a history of employment with Northwestern Mutual Investment Services, LLC and other organizations.

Firm Information

Raymond Sproull is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Raymond Sproull’s Registration & Firm History

WI

08/21/2024 - Present

Harbour Investments, Inc. (MENOMONEE FALLS WI)

WI

02/05/2024 - 05/17/2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Waukesha WI)

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Licenses & Designations

IA

Issued 08/10/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/24/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/05/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/05/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/11/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond Earl Sproull.
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