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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Derek Rice is a financial advisor with over 9 years of experience in the industry. Raymond currently works at Osaic Wealth, Inc. in Tuscaloosa, Alabama. Raymond is a registered representative in Alabama, Arkansas, Florida, and Mississippi. Raymond has been a registered representative with Osaic Wealth, Inc. since September 1, 2023. Prior to that, Raymond worked with Sagepoint Financial, Inc., Hornor, Townsend & Kent, LLC, and Transamerica Financial Advisors, Inc. Raymond has passed the Series 6, Series 63, and SIE exams. Raymond has a strong focus on providing financial planning, pension consulting, and educational seminars. He specializes in serving individuals, corporations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
09/01/2023 - Present
Osaic Wealth, Inc. (TUSCALOOSA AL)
AL
10/08/2021 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (TUSCALOOSA AL)
AL
04/06/2016 - 10/08/2021
HORNOR, TOWNSEND & KENT, LLC (TUSCALOOSA AL)
FL
03/08/2016 - 04/23/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)
AL
10/22/2014 - 01/19/2016
SAGEPOINT FINANCIAL, INC. (TUSCALOOSA AL)
BC
Issued 10/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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