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Raymond Del valle

Velocity Clearing, LLC

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About Raymond Del valle

Raymond Del valle has been in the financial services industry since May 2013. Currently, Raymond Del valle is registered with Velocity Clearing, LLC. Raymond Del valle is also registered with Velocity Capital, LLC. Previously, Raymond Del valle was registered with INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC and RBC CAPITAL MARKETS, LLC. Raymond Del valle holds the Series 99 and SIE licenses.

Firm Information

Raymond Del valle is currently registered with Velocity Clearing, LLC. Velocity Clearing, LLC is a Limited Liability Company formed in June 2010 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC and has been involved in 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raymond Del valle’s Registration & Firm History

NJ

12/09/2019 - Present

Velocity Clearing, LLC (HAZLET NJ)

NY

12/15/2015 - 10/01/2019

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC (NEW YORK NY)

NY

05/08/2012 - 12/12/2014

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond Del valle.
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