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Raymond Dean Soule

ASL Capital Markets Inc.

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About Raymond Dean Soule

Raymond Dean Soule is a financial and operations principal at ASL Capital Markets Inc. Raymond is registered with FINRA and has been in the industry since February 2020. Raymond has passed the Series 27 exam, which demonstrates his knowledge of the financial and operations aspects of the securities industry.

Firm Information

Raymond Soule is currently registered with ASL Capital Markets Inc.. ASL Capital Markets Inc. is a corporation that was formed on September 20, 2016. The firm is registered with the Securities and Exchange Commission (SEC) and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raymond Soule’s Registration & Firm History

CT

02/03/2020 - Present

ASL Capital Markets Inc. (STAMFORD CT)

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Licenses & Designations

BC

Issued 02/03/2020

Series 27 - Financial and Operations Principal Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond Dean Soule.
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