Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond D'agostino has been in the financial services industry since 2002. Raymond is currently registered with Morgan Stanley and provides investment advice. Raymond is registered in 33 states and offers a range of services, including asset allocation advice, financial planning, pension consulting, educational seminars, and portfolio management. Previously Raymond was registered with UBS Financial Services Inc., Morgan Stanley DW Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
07/15/2014 - Present
Morgan Stanley (Ponte Vedra Beach FL)
NY
08/11/2006 - 07/14/2014
UBS FINANCIAL SERVICES INC. (WHITE PLAINS NY)
NY
07/29/2003 - 08/14/2006
MORGAN STANLEY DW INC. (WHITE PLAINS NY)
NY
06/27/2002 - 07/10/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/26/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Raymond D'agostino is the right advisor for you? Invested Better is here to help.
