Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Crawford Suplee is a financial advisor with over 24 years of experience in the industry. Raymond has held various roles at leading financial institutions such as Wells Fargo Advisors, LLC, Wachovia Securities, Inc., and Prudential Securities Incorporated. He is currently a registered representative with Raymond James & Associates, Inc., where he serves clients in Atlanta, GA. Raymond holds licenses and certifications in both the securities and investment advisory fields, including Series 63, Series 65, Series 7, and Series 9. He is also registered in several states, including Alabama, Arizona, California, Delaware, Florida, Georgia, Illinois, Indiana, Iowa, Michigan, Mississippi, New Jersey, New York, North Carolina, Pennsylvania, Tennessee, Texas, Virginia, and Washington. Raymond's specialties include financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
05/08/2018 - Present
Raymond James & Associates, Inc. (ATLANTA GA)
GA
01/13/2012 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (ALPHARETTA GA)
GA
06/15/2002 - 01/17/2012
WELLS FARGO ADVISORS, LLC (ALPHARETTA GA)
NC
02/02/2001 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
06/19/1998 - 02/06/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/18/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Raymond Suplee is the right advisor for you? Invested Better is here to help.
