Unclaimed
Raymond Craig Frierson is a financial advisor with LPL Financial LLC. Raymond has been in the financial industry since 1993 and holds a Series 6, Series 7, Series 24, Series 52, and Series 62 license. Raymond is registered with 27 states and provides financial planning, portfolio management, and other services to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/02/2002 - Present
LPL Financial LLC (HOUSTON TX)
TX
11/13/1995 - 10/11/2002
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
12/16/1993 - 11/17/1995
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BC
Issued 12/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/23/1999
Series 52 - Municipal Securities Representative Examination
BC
Issued 03/14/1996
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 12/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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