Unclaimed
Raymond Craig Brubaker is an Investment Advisor Representative at View Capital RIA, LP. Raymond has been working in the financial services industry since December 1, 1998. Raymond holds the following licenses: Series 2, Series 63, Series 65, Series 7, and SIE. Raymond has been registered with the state of Texas since August 24, 2011, and with the state of Louisiana since November 13, 2013. Raymond also has experience at VCA SECURITIES, LP, Bluffview Securities, L.P., Deutsche Bank Securities Inc., and DB Alex. Brown LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
08/24/2011 - Present
View Capital RIA, LP (DALLAS TX)
TX
06/21/2011 - 06/07/2018
VCA SECURITIES, LP (DALLAS TX)
TX
12/21/2005 - 06/05/2009
BLUFFVIEW SECURITIES, L.P. (DALLAS TX)
NY
01/13/2001 - 05/13/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
12/01/1998 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
BC
Issued 12/09/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/30/1994
Series 2 - Non-Member General Securities Examination
Active
Inactive
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