Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Whitacre is a financial professional with over 20 years of experience in the industry. Raymond currently works at BMO Capital Markets Corp., a well-established firm. Prior to joining BMO Capital Markets Corp., Raymond worked at Harris Nesbitt Corp. Raymond holds several licenses and certifications, including Series 7, Series 63, Series 79TO, and SIE. Raymond is registered to provide investment advice in Illinois. Raymond is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
IL
11/01/2003 - Present
BMO Capital Markets Corp. (CHICAGO IL)
IL
05/12/2003 - 11/01/2003
HARRIS NESBITT CORP. (CHICAGO IL)
BC
Issued 08/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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