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Raymond Chi wang Yau

Forthright Capital Advisory

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About Raymond Chi wang Yau

Raymond Chi wang Yau is a financial advisor who is licensed in the state of California. Raymond has been in the financial industry for a short time, having joined Forthright Capital Advisory in July 2024. Prior to that, Raymond worked with First Command Brokerage Services, Inc. in Texas. Forthright Capital Advisory, a Las Vegas based firm, is an investment advisor specializing in financial planning, pension consulting, and portfolio management for individuals. They work with a variety of clients including individuals, high net worth individuals, pension and profit-sharing plans, and other investment advisors.

Firm Information

Raymond Yau is currently registered with Forthright Capital Advisory. Forthright Capital Advisory is an investment advisor based in Las Vegas, Nevada. The firm provides financial planning, pension consulting, and portfolio management for individuals and businesses. They advise a variety of clients, including high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth. As of their latest regulatory filing, they manage over $64 million in assets.
Forthright Capital Advisory

7251 W LAKE MEAD BLVD, STE 300

LAS VEGAS, NV 89128

$64.99M

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Raymond Yau’s Registration & Firm History

CA

08/06/2024 - Present

Forthright Capital Advisory (San Diego CA)

CA

02/20/2024 - 09/05/2024

FIRST COMMAND BROKERAGE SERVICES, INC. (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 04/15/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/20/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Raymond Chi wang Yau.
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