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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Chavez is a financial advisor with over 23 years of experience in the industry. Raymond Chavez is currently registered with Centaurus Financial, Inc. Raymond Chavez has been with Centaurus Financial, Inc. since May 2005. Prior to that, Raymond Chavez was with CITIGROUP GLOBAL MARKETS INC., SYNDICATED CAPITAL, INC., WM FINANCIAL SERVICES, INC. and PIMCO FUNDS DISTRIBUTORS LLC. Raymond Chavez holds a Series 63, Series 66, Series 7, Series 9, Series 10 and Series 24 license. Raymond Chavez is licensed in 10 states. Raymond Chavez specializes in providing financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisors, portfolio management for businesses, portfolio management for individuals and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/03/2007 - Present
Centaurus Financial, Inc. (ANAHEIM CA)
NY
03/03/2004 - 06/06/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
07/16/2003 - 10/28/2003
SYNDICATED CAPITAL, INC. (DIAMOND BAR CA)
CA
09/25/2000 - 07/03/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
08/15/2000 - 09/25/2000
PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)
CA
10/14/1999 - 08/02/2000
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BOTH
Issued 12/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/05/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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