Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Charles Klahne is a financial advisor at UBS Financial Services Inc. with over 30 years of experience in the industry. Raymond has a wide range of experience and holds several licenses and certifications, including Series 3, 7, 9, 10, 63 and 65. Raymond has worked at UBS Financial Services Inc. since 2008. Before joining UBS Financial Services Inc., Raymond worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Raymond is also a board member of Audubon of Martin County, where he focuses on expanding membership through community awareness, developing educational programs, and fundraising campaigns. Raymond is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
11/14/2008 - Present
UBS Financial Services Inc. (STUART FL)
FL
09/05/1991 - 11/18/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STUART FL)
IA
Issued 11/30/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2011
Series 3 - National Commodity Futures Examination
BC
Issued 09/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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