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Raymond Charles Fischer

TP Icap Global Markets Americas LLC

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About Raymond Charles Fischer

Raymond Fischer is a registered representative with Tp Icap Global Markets Americas LLC. Raymond has over 20 years of experience in the financial services industry. Raymond holds Series 3, 7, 24, and 63 licenses. Raymond is registered in New York and New Jersey.

Firm Information

Raymond Fischer is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raymond Fischer’s Registration & Firm History

NY

04/01/2013 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

04/12/2010 - 04/29/2013

LINKBROKERS DERIVATIVES LLC (NEW YORK NY)

NJ

06/15/2009 - 03/19/2010

FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)

NJ

01/06/2009 - 06/18/2009

LINKBROKERS DERIVATIVES CORPORATION (JERSEY CITY NJ)

NY

06/29/2007 - 01/08/2009

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

09/26/2005 - 06/19/2007

RAYMOND C. FORBES & CO., INC. (NEW YORK NY)

NY

09/26/2005 - 06/08/2006

HYY FORBES, LLC (NEW YORK NY)

CA

07/01/2005 - 10/07/2005

FIMAT PREFERRED LLC (SAN FRANCISCO CA)

CA

04/28/2005 - 07/01/2005

PREFERREDTRADE, INC. (SAN FRANCISCO CA)

NY

04/30/2004 - 04/28/2005

AMERIVEST PARTNERS, LLC (NEW YORK NY)

NY

05/12/2004 - 07/29/2004

LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

02/18/2004 - 05/17/2004

LEK SECURITIES CORPORATION (NEW CITY NY)

NY

09/24/2003 - 04/22/2004

LL PARTNERS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/14/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/2018

Series 3 - National Commodity Futures Examination

BC

Issued 12/02/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Raymond Charles Fischer.
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