Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Champ Remy is a financial professional with over 30 years of experience in the industry. Raymond is currently registered with Daiwa Capital Markets America Inc. Raymond has a broad range of experience having worked at several firms including BANC ONE CAPITAL MARKETS, INC., HSBC SECURITIES (USA) INC., and CM&M FUTURES INC. Raymond holds several licenses and certifications, including Series 7, Series 10, Series 24, Series 57TO, Series 72, Series 79TO, and SIE. Raymond is licensed in several states, including California, Florida, New Jersey, and New York. Raymond is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/24/2004 - Present
Daiwa Capital Markets America Inc. (Palm Beach Gardens FL)
IL
09/17/2003 - 05/17/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
NY
09/21/1989 - 09/16/2003
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
09/21/1989 - 12/14/1990
CM&M FUTURES INC. (NEW YORK NY)
BC
Issued 06/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/12/2005
Series 12 - NYSE Branch Manager Examination
BC
Issued 05/24/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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