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Raymond Chaanapalli Tainan

Fidelity Brokerage Services LLC

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About Raymond Chaanapalli Tainan

Raymond Chaanapalli Tainan is a financial professional registered with Fidelity Brokerage Services LLC. Raymond has been active in the industry since 2022. Raymond holds Series 63, Series 7TO and SIE licenses. Raymond is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Raymond Tainan is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raymond Tainan’s Registration & Firm History

KY

08/29/2022 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

PA

01/06/2022 - 02/16/2022

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BC

Issued 02/25/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/06/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/13/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Raymond Chaanapalli Tainan. Review regulatory record here.
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