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Raymond Catipon Abracosa

Kestra Advisory Services, LLC

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About Raymond Catipon Abracosa

Raymond Abracosa is a financial advisor with over 30 years of experience in the industry. Raymond has worked with several firms, including Wells Fargo Advisors, LLC, LPL Financial LLC, and Kestra Investment Services, LLC. Currently, Raymond is a Wealth Advisor at Kestra Advisory Services, LLC. Raymond is committed to providing financial planning and investment advice to help individuals and families reach their financial goals. Raymond has a strong understanding of the financial markets and is dedicated to providing clients with personalized service and guidance.

Firm Information

Raymond Abracosa is currently registered with Kestra Advisory Services, LLC. Kestra Advisory Services, LLC is a financial advisory firm based in Austin, TX, with over 1,200 investment advisor representatives and 48.3 billion in assets under management. Kestra offers a variety of financial advisory services including financial planning, portfolio management, and pension consulting. The firm serves a broad range of clients, including individuals, corporations, insurance companies, pension plans, and charitable organizations. Kestra participates in wrap fee programs.
Kestra Advisory Services, LLC

5707 SOUTHWEST PARKWAY

AUSTIN, TX 78735

$48.32B

Assets Under Management

6,180

Total Clients

1,197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Raymond Abracosa’s Registration & Firm History

TX

10/14/2021 - Present

Kestra Advisory Services, LLC (AUSTIN TX)

CA

05/21/2009 - 07/25/2019

LPL FINANCIAL LLC (TORRANCE CA)

CA

05/31/2001 - 05/26/2009

WELLS FARGO ADVISORS, LLC (ROLLING HILLS ESTATES CA)

CA

05/01/1998 - 06/29/2001

WM FINANCIAL SERVICES, INC. (IRVINE CA)

CA

06/25/1997 - 05/01/1998

GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)

WI

07/05/1996 - 06/25/1997

FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)

CA

02/26/1994 - 06/18/1996

GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)

MN

04/16/1992 - 02/18/1994

FORTIS INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BOTH

Issued 01/23/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/06/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/1995

Series 7 - General Securities Representative Examination

BC

Issued 03/13/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Raymond Catipon Abracosa. Review regulatory record here.
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