Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Gault is a financial advisor with The Leaders Group, Inc. Raymond has been working in the financial services industry since 2011 and has experience with both broker-dealer and investment advisor firms. Raymond is registered to provide securities and investment advisory services in California and Florida. Raymond is a Series 6 and Series 63 license holder, and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/16/2015 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NJ
01/28/2014 - 12/24/2014
PRUCO SECURITIES, LLC. (NEWARK NJ)
NC
01/25/2011 - 12/11/2013
LINCOLN FINANCIAL DISTRIBUTORS, INC. (GREENSBORO NC)
BC
Issued 01/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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