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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Brady is an investment advisor representative with Stifel, Nicolaus & Company, Inc. and has been in the financial services industry since 1992. Raymond Brady is licensed to provide investment advice and services in Alabama, California, Colorado, Florida, Georgia, Kentucky, Maryland, Massachusetts, Michigan, Mississippi, Missouri, Nebraska, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Washington. Raymond Brady is also registered as an investment advisor representative with the Securities and Exchange Commission (SEC). Raymond Brady is a Series 7, Series 24, Series 63, and Series 65 licensed financial professional. Raymond Brady has 30 years of experience working with clients in the financial services industry. Raymond Brady specializes in working with high net worth individuals, individuals other than high net worth, businesses, corporations, pension and profit-sharing plans, charitable organizations, insurance companies, and pooled investment vehicles. Raymond Brady's firm, Stifel, Nicolaus & Company, Inc., is a full-service investment firm with offices nationwide. Raymond Brady's firm manages approximately $1 billion to $10 billion in assets for its clients. Stifel, Nicolaus & Company, Inc. provides financial planning, portfolio management, educational seminars, and other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
11/03/2017 - Present
Stifel, Nicolaus & Company, Inc. (AUGUSTA GA)
GA
10/01/2000 - 11/07/2014
WELLS FARGO ADVISORS, LLC (AUGUSTA GA)
NC
09/03/1992 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 03/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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