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Raymond Arthur Evans

Brokers International Financial Services, LLC

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About Raymond Arthur Evans

Raymond Evans is a financial advisor with Brokers International Financial Services, LLC, based in Rogers, AR. He has been in the industry since 1989 and is licensed to conduct business in 21 states. Raymond specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Raymond also offers educational seminars and publications on a variety of financial topics. Raymond has a strong track record of success, and his clients appreciate his personalized approach and commitment to their financial goals.

Firm Information

Raymond Evans is currently registered with Brokers International Financial Services, LLC. Brokers International Financial Services, LLC is a Limited Liability Company based in Urbandale, IA, that provides investment advisory services to individuals, businesses, charitable organizations, and other investment advisors. The firm is registered with the SEC and in all 51 states and has over 180 licensed agents, 173 investment advisor representatives, and 197 registered representatives. They have approximately $2 billion in assets under management, with a majority of their clients being individuals other than high-net-worth, followed by high-net-worth individuals. They also offer educational seminars and publish periodicals, and they are involved in wrap fee program participation.
Brokers International Financial Services, LLC

4135 NW URBANDALE DR

URBANDALE, IA 50322

$2.00B

Assets Under Management

10

Total Clients

226

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets managed by third-party advisor firms

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Raymond Evans’s Registration & Firm History

AR

04/23/2013 - Present

Brokers International Financial Services, LLC (ROGERS AR)

AR

11/20/2001 - 07/05/2006

FIRST HEARTLAND CAPITAL, INC. (ROGERS AR)

MO

02/01/2000 - 08/30/2001

WORLD SECURITIES, INC. (JOPLIN MO)

TX

12/19/1997 - 11/19/1999

SUNPOINT SECURITIES, INC. (LONGVIEW TX)

OH

05/22/1995 - 10/17/1997

CAPITAL SECURITIES OF AMERICA, INC. (HARTVILLE OH)

NY

10/27/1994 - 05/31/1995

SAPERSTON FINANCIAL INC. (BUFFALO NY)

TN

08/04/1994 - 10/27/1994

SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)

NE

01/07/1993 - 07/26/1994

SECURITIES AMERICA, INC. (LAVISTA NE)

CA

11/25/1992 - 11/28/1992

FIRST AFFILIATED SECURITIES (LA JOLLA CA)

AZ

09/18/1992 - 11/19/1992

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

MO

11/06/1991 - 06/15/1992

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

NY

10/15/1988 - 11/20/1991

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

07/21/1988 - 10/31/1988

INTEGRATED RESOURCES EQUITY CORPORATION

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Licenses & Designations

IA

Issued 11/14/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/03/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/11/1993

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/1989

Series 3 - National Commodity Futures Examination

BC

Issued 07/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Raymond Arthur Evans. Review regulatory record here.
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