Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Anthony Diprinzio is a financial advisor registered with Smbc Nikko Securities America, Inc. Raymond is a highly experienced professional with over 20 years of experience in the industry. Raymond holds a broad range of licenses and registrations, including Series 7, Series 24, Series 52, Series 63, and Series 79. Raymond is registered in all 50 states and the District of Columbia. Raymond is dedicated to providing his clients with personalized financial advice and services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/21/2017 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
DC
06/02/1999 - 12/13/2002
SCULLY CAPITAL SECURITIES CORP. (WASHINGTON DC)
BC
Issued 06/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2018
Series 52 - Municipal Securities Representative Examination
BC
Issued 03/21/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Raymond Diprinzio is the right advisor for you? Invested Better is here to help.
