Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Anthony Dicius has been in the financial industry since December 1996. Raymond is currently registered with LPL Financial LLC in California and Michigan and also holds a Series 24 license. Raymond has a history of working at several firms including RBC DAIN RAUSCHER INC., SUTRO & CO. INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Raymond is currently registered with LPL Financial LLC in California and Michigan. Raymond's registrations and licenses allow Raymond to provide investment advisory services, portfolio management, and financial planning. Raymond also provides consulting and other non-discretionary advisory services. Raymond is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/30/2017 - Present
LPL Financial LLC (INDIAN WELLS CA)
NY
03/09/2002 - 12/03/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
08/12/1999 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
03/20/1997 - 08/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
12/19/1996 - 04/14/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/19/1996 - 04/14/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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