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Raymond Anthony Asmar

A.g.p. / Alliance Global Partners

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About Raymond Anthony Asmar

Raymond Anthony Asmar is a financial advisor with over 40 years of experience in the industry. Raymond is currently registered with A.G.P. / Alliance Global Partners. Raymond has also previously worked with SUMMIT BROKERAGE SERVICES, INC., WACHOVIA SECURITIES FINANCIAL NETWORK, INC., JWGENESIS SECURITIES, INC., JW CHARLES SECURITIES, INC., PRUDENTIAL-BACHE SECURITIES INC., DEAN WITTER REYNOLDS INC., E. F. HUTTON & COMPANY INC, and FAHNESTOCK & CO. Raymond holds Series 7, Series 63 and Series 65 licenses. Raymond specializes in providing financial advice to individuals, businesses, and pooled investment vehicles.

Firm Information

Raymond Asmar is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Raymond Asmar’s Registration & Firm History

FL

08/16/2019 - Present

A.g.p. / Alliance Global Partners (BOCA RATON FL)

FL

02/03/2003 - 08/23/2019

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

MO

01/02/2001 - 02/18/2003

WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)

FL

01/03/1994 - 01/02/2001

JWGENESIS SECURITIES, INC. (BOCA RATON FL)

FL

11/01/1990 - 01/03/1994

JW CHARLES SECURITIES, INC. (BOCA RATON FL)

NY

05/22/1989 - 11/08/1990

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

NA

05/13/1987 - 06/07/1989

DEAN WITTER REYNOLDS INC.

NA

02/21/1984 - 05/01/1987

E. F. HUTTON & COMPANY INC

NA

11/25/1981 - 01/23/1984

FAHNESTOCK & CO.

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Licenses & Designations

IA

Issued 09/01/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/15/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Raymond Anthony Asmar. Review regulatory record here.
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