Unclaimed
Raymond Anthony Asmar is a financial advisor with over 40 years of experience in the industry. Raymond is currently registered with A.G.P. / Alliance Global Partners. Raymond has also previously worked with SUMMIT BROKERAGE SERVICES, INC., WACHOVIA SECURITIES FINANCIAL NETWORK, INC., JWGENESIS SECURITIES, INC., JW CHARLES SECURITIES, INC., PRUDENTIAL-BACHE SECURITIES INC., DEAN WITTER REYNOLDS INC., E. F. HUTTON & COMPANY INC, and FAHNESTOCK & CO. Raymond holds Series 7, Series 63 and Series 65 licenses. Raymond specializes in providing financial advice to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
FL
08/16/2019 - Present
A.g.p. / Alliance Global Partners (BOCA RATON FL)
FL
02/03/2003 - 08/23/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
MO
01/02/2001 - 02/18/2003
WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
FL
01/03/1994 - 01/02/2001
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
FL
11/01/1990 - 01/03/1994
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
NY
05/22/1989 - 11/08/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
05/13/1987 - 06/07/1989
DEAN WITTER REYNOLDS INC.
NA
02/21/1984 - 05/01/1987
E. F. HUTTON & COMPANY INC
NA
11/25/1981 - 01/23/1984
FAHNESTOCK & CO.
IA
Issued 09/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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