Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Angelo Kraus is a financial advisor with over 28 years of experience in the financial services industry. Raymond is currently registered with Wells Fargo Clearing Services, LLC in Purchase, New York. Raymond has previously worked with Morgan Stanley and Janney Montgomery Scott LLC. Raymond has passed the Series 7, Series 9, Series 10, Series 31, Series 63 and Series 65 exams. Raymond specializes in providing financial advice to individuals, businesses, charitable organizations, and other institutions. Raymond is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/16/2021 - Present
Wells Fargo Clearing Services, LLC (PURCHASE NY)
NY
01/06/2014 - 08/24/2021
MORGAN STANLEY (PURCHASE NY)
NY
04/20/1993 - 01/07/2014
JANNEY MONTGOMERY SCOTT LLC (PURCHASE NY)
IA
Issued 01/31/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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