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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Thompson is a financial advisor with Prospera Financial Services, Inc. Raymond has been in the industry since 1981. Raymond holds a Series 63 and Series 65 license. Raymond is registered in the state of Louisiana. Raymond is a financial advisor with over 40 years of experience. Raymond specializes in providing financial planning, portfolio management and pension consulting services to individuals, businesses, charitable organizations, and pooled investment vehicles. Raymond is also an officer and president of Save Harahan, a non-investment related business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
LA
12/05/2021 - Present
Prospera Financial Services, Inc. (Metairie LA)
LA
08/17/1983 - 02/02/2022
DORSEY & COMPANY, INC. (NEW ORLEANS LA)
NA
10/21/1981 - 10/20/1983
CROWN CAPITAL CORPORATION
IA
Issued 03/11/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/05/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/02/1992
Series 24 - General Securities Principal Examination
BC
Issued 04/19/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/08/1981
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1981
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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