Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Cooper is a financial professional with over 28 years of experience in the industry. Currently, Raymond is registered with Citigroup Global Markets Inc. and is licensed in all 50 states. Raymond has a wide range of experience in the industry, having previously worked at Barclays Capital Inc. and Lehman Brothers Inc. among other firms. Raymond is a Series 7, 10, 24 and 63 licensed individual and is a FINRA Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/30/2008 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
09/22/2008 - 11/05/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/01/1997 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/07/1997 - 05/07/1997
NEEDHAM & COMPANY, INC. (NEW YORK NY)
NY
01/01/1993 - 07/05/1995
JEFFERIES & COMPANY, INC. (NEW YORK NY)
BC
Issued 02/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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